As the independent office that protects investors and promotes fair and efficient business practices, The Manitoba Securities Commission (MSC) registers firms and individuals in the business of trading or advising in securities or exchange contracts in the province.
This section provides information about who must register and how to apply, as well as how to maintain compliance with The Securities Act (Manitoba), The Commodities Futures Act (Manitoba), and the National Instrument 31-103.
For more information:
- National Instrument 31-103 - Registration Requirements and Exemptions
- National Instrument 31-103 Companion Policy 31-103CP - Registration Requirements and Exemptions and Ongoing Registrant Obligations
- National Instrument 33-109 - Registration Information
- National Instrument 33-109 Companion Policy 33-109CP - Registration Information
- National Policy 11-204 - Process for Registration in Multiple Jurisdictions
- MSC Rule 2000-11 - The Commodity Futures Act
For all registration enquiries please contact registrationmsc@gov.mb.ca.