Hearings and Proceedings

Hearings and Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.

Hearing Dates


October 8, 2020 - 1:00 p.m. Neil Friesen a.k.a. Cornelius Friesen, Agatha Friesen and 5205557 Manitoba Inc. - The Securities Act
October 28, 2020 - 9:30 a.m. Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act
T.B.A. Wayne Sokal and ESP Software Inc. - The Securities Act
T.B.A. James Harvey Cameron - The Securities Act
T.B.A. University Lab Technologies., George Theodore, Bill Ross - The Securities Act
T.B.A. Donald Mark Werbeniuk - The Securities Act
T.B.A. Janice Anne Thoroski and Clair Stuart Calvert - The Securities Act

Provincial Court 

Brett Allan Dobbin
The Securities Act
The Mortgage Brokers Act
October 25 - 29, November 1 - 5, 2021
Courtroom 403, 10:00 a.m.

Court of Appeal