Hearings and Proceedings
The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.
Notices of Hearings and Statements of Allegations
A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.
The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.
The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004
The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.
Hearing Dates |
Subject |
| March 1 - 5, 2021 - 9:30 a.m. | Neil Friesen a.k.a. Cornelius Friesen, Agatha Friesen and 5205557 Manitoba Inc. - The Securities Act |
| March 9 - 12, 2021 - 9:30 a.m. | Wayne Sokal and ESP Software Inc. - The Securities Act |
| April 26 - 30, 2021 - 9:30 a.m. May 3 - 7, 2021 - 9:30 a.m. |
Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act |
| May 17 - 21, 2021 - 9:30 a.m. | Janice Anne Thoroski and Clair Stuart Calvert - The Securities Act |
| James Harvey Cameron - The Securities Act | |
| Donald Mark Werbeniuk - The Securities Act |
Provincial Court
Brett Allan Dobbin
The Securities Act
The Mortgage Brokers Act
October 25 - 29, November 1 - 5, 2021
Courtroom 403, 10:00 a.m.