Hearings and Proceedings
The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.
Notices of Hearings and Statements of Allegations
A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.
The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.
The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004
The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.
Hearing Dates |
Subject |
| March 4, 2020, 9:00 a.m. |
Wayne Sokal and ESP Software Inc. - The Securities Act |
| T.B.A. |
Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act |
| T.B.A. |
Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon - The Securities Act |
| T.B.A. |
Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja - The Securities Act |
|
James Harvey Cameron - The Securities Act |
|
|
|
Donald Mark Werbeniuk - The Securities Act |
| T.B.A. |
Janice Anne Thoroski and Clair Stuart Clavert - The Securities Act |
| T.B.A. |
Alnoor Ramji - The Securities Act |
| T.B.A. |
Leonard George Ralph also know as Len Ralph - The Securities Act |
| T.B.A. |
Michelle Dunk - The Securities Act |
| T.B.A. |
Ryan Steve Magee and Dalyne Rae Magee - The Securities Act |
| T.B.A. |
Mitchell Finklestein - The Securities Act |
| T.B.A. |
John Bruce Kirk and Benjamin Thompson Kirk and Dylan Leslie Boyle - The Securities Act |
| T.B.A. |
GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. and GITC, GITC Inc., and Amal Tawfiq Asfour - The Securities Act |
Provincial Court
Court of Appeal
Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation
