Hearings and Proceedings

Hearings and Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.

Hearing Dates


September 9, 2020 - 9:30 a.m. Neil Friesen a.k.a. Cornelius Friesen, Agatha Friesen and 5205557 Manitoba Inc. - The Securities Act
October 28, 2020 - 9:30 a.m. Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act
T.B.A. Wayne Sokal and ESP Software Inc. - The Securities Act
T.B.A. Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon - The Securities Act
T.B.A. Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja - The Securities Act
T.B.A. James Harvey Cameron - The Securities Act
T.B.A. University Lab Technologies., George Theodore, Bill Ross - The Securities Act
T.B.A. Donald Mark Werbeniuk - The Securities Act
T.B.A. Janice Anne Thoroski and Clair Stuart Calvert - The Securities Act
T.B.A. Alnoor Ramji - The Securities Act
T.B.A. Leonard George Ralph also know as Len Ralph - The Securities Act
T.B.A. Michelle Dunk - The Securities Act
T.B.A. Ryan Steve Magee and Dalyne Rae Magee - The Securities Act
T.B.A. Mitchell Finklestein - The Securities Act
T.B.A. John Bruce Kirk and Benjamin Thompson Kirk and Dylan Leslie Boyle - The Securities Act
T.B.A. GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. and GITC, GITC Inc., and Amal Tawfiq Asfour - The Securities Act

Provincial Court 

Brett Allan Dobbin
The Securities Act
The Mortgage Brokers Act
Courtroom 301, August 12, 1:00 p.m.

Court of Appeal 

Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation