Law & Policy

Request for Comments

The Commission issues notices to advise both industry and the public about regulatory developments. The Commission welcomes input from any interested party on the content of its notices, and any matter of interest to investors and the markets. For an explanation to the CSA Numbering System please click here.

The following Notices, proposed National Instruments and Companion Policies have been published for comment (in PDF format).
 
CSA/MSC Notice Number Description Final Date for Comments

CSA Notice 61-303

CSA Staff Notice 61-303 and Request for Comment Soliciting Dealer Arrangements 

June 11, 2018

CSA Staff Notice 93-102 CSA Notice and Request for Comment Proposed National Instrument 93-102 Derivatives: Registration Proposed Companion Policy 93-102 Derivatives: Registration September 17, 2018