Law & Policy

Request for Comments

The Commission issues notices to advise both industry and the public about regulatory developments. The Commission welcomes input from any interested party on the content of its notices, and any matter of interest to investors and the markets. For an explanation to the CSA Numbering System please click here.

The following Notices, proposed National Instruments and Companion Policies have been published for comment (in PDF format).

 
CSA/MSC Notice Number Description Final Date for Comments
CSA Notice 2023-27 CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers Dec 20, 2023
CSA Notice 2023-32 CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds Jan 17, 2024
CSA Notice 2023-33 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Dec 4, 2023
CSA Notice 2023-35 CSA Notice and Request for Comment Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service 

Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations – November 30, 2023
Feb 28, 2024
CSA Notice 2024-2 CSA Notice and Request for Comment
Proposed Amendments to National Instrument 81-102 Investment Funds pertaining to crypto assets – January 18, 2024
Apr 17, 2024