Industry Contacts
Industry Contacts

Canadian Regulators

Canadian Securities Administrators
Alberta Securities Commission
Autorité des Marchés Financiers
British Columbia Securities Commission
New Brunswick Securities Commission
Department of Government Services - Newfoundland
Northwest Territories Securities Registry
Nova Scotia Securities Commission
Nunavut Securities Commission
Ontario Securities Commission
Prince Edward Island, Department of Community Affairs & Attorney General
Financial and Consumer Affairs Authority of Saskatchewan
Yukon Territory Department of Community Services - Securities & Investments

Regulatory Organizations


The Canadian Investor Protection Fund
Insurance Council of Manitoba
Investment Industry Regulatory Organization of Canada
The Mutual Fund Dealers Association

United States

Financial Industry Regulatory Authority
National Futures Association
The Securities and Exchange Commission


International Organization of Securities Commissions (IOSCO)
North American Securities Administrators Association, Inc.  

Public Company Filings


Insider Reports


Cease Trade Orders

Cease Trade Order Database

Industry Education

Canadian Investor Relations Institute
CFA Institute
The Canadian Securities Institute
Institute of Canadian Bankers
RESP Dealers Asssociation of Canada

Business Research

Business Gateway - Services for Canadian Businesses
Canadian Public Accountability Board
The Centre for the Financial Services OmbudsNetwork
Investment Industry Association of Canada (IIAC)
Investment Funds Institute of Canada
National Registration Database (NRD)
Retirement Planning Association of Canada

Canadian Exchanges

ICE Futures Canada
The Montreal Exchange
The Toronto Stock Exchange (TSX)

Registration Information

MFDA Member Directory
National Registration Database
National Registration Database Information Website
National Registration Search