News

Manitoba Releases

November 2, 2018 MSC warns Manitobans to avoid Smart investment
August 23, 2018 MSC revokes ICE Orders following US transition
June 18, 2018 MSC warns homeowners about underhanded flippers
May 22, 2018 Cryptocurrency Site Not Xactly a Safe Investment
April 5, 2018 MSC provides update on Legal Entity Identifier Requirement
March 6, 2018 MSC: Don’t Bank on Bitcoin Scheme
February 5, 2018 IN THE MATTER OF: Arthur Leon Schellenberg

CSA Releases

November 5, 2018 Canadian securities regulators encourage investors to look out for ETF Facts
October 19, 2018 Canadian securities regulators issue guidance regarding disruption of mail service
October 18, 2018 Canadian securities regulators publish details of market disruption coordination process
October 10, 2018 Canadian securities regulators publish guidance on disclosure expectations for cannabis issuers
October 4, 2018 Canadian securities regulators publish amendments to finalize Alternative Mutual Funds Framework
October 2, 2018 Canadian securities regulators highlight cross-country activities for Investor Education Month and World Investor Week
September 27, 2018 Canadian securities regulators release fourth review regarding women on boards and executive officer positions
September 13, 2018 Canadian securities regulators announce agreement with Kx to deliver advanced post-trade analysis
September 13, 2018 Canadian securities regulators propose rules to prohibit certain embedded commissions
September 6, 2018 Canadian securities regulators propose rule regarding non-GAAP and other financial measures
August 23, 2018 Canadian securities regulators issue guidance on bail-in debt regime
August 1, 2018 Canadian securities regulators provide update on trading fees and rebates pilot study
July 27, 2018 Canadian securities regulators advise of unauthorized access to National Registration Database
July 26, 2018 Canadian securities regulators provide update on approach to determining director and audit committee member independence
July 19, 2018 Canadian securities regulators highlight common deficiencies in issuers’ continuous disclosure
July 19, 2018 Canadian Securities Regulators Publish Final Amendments on Report of Exempt Distribution
July 10, 2018 Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities
July 4, 2018 Canadian securities regulators publish MFDA oversight review report
July 3, 2018 Canadian securities regulators publish annual report highlighting investor education campaigns and activities
June 21, 2018 Canadian securities regulators align to publish harmonized response to concerns with the client-registrant relationship
June 15, 2018 Securities regulators urge Canadians to watch for red flags of financial abuse of older Canadians
June 14, 2018 Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers
June 11, 2018 Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens
June 6, 2018 CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
May 24, 2018 Canadian securities regulators seek comment on post-trade transparency requirements for government and corporate debt securities
May 24, 2018 Canadian securities regulators focus on areas for reducing regulatory burden for investment funds
April 26, 2018 Statutory Notice 531-16 made under Ontario Regulation 498/06
April 26, 2018 Canadian securities regulators publish IIROC oversight review report
April 23, 2018 Joint Forum of Financial Market Regulators holds its Annual Meeting
April 19, 2018 Canadian securities regulators seek input on the proposed derivatives registration rule
April 12, 2018 Canadian securities regulators outline disclosure expectations for real estate reporting issuers
April 12, 2018 Canadian securities regulators seek comment on soliciting dealer arrangements
April 5, 2018 Canadian securities regulators report on climate change-related disclosure project
April 5, 2018 Backgrounder: CSA Staff Notice 51-354 Report on Climate change-related Disclosure Project
March 29, 2018 Canadian securities regulators publish amendments relating to designated rating organizations
March 29, 2018 Canadian securities administrators adopt amendments related to reselling securities of foreign issuers
March 27, 2018 Canadian securities administrators announce policy projects aiming to reduce regulatory burden in public markets
March 16, 2018 Canadian securities regulators provide update on the consideration of trading fee rebate pilot study
March 8, 2018 Canadian securities administrators propose changes to the syndicated mortgage regime
February 8, 2018 Canadian securities regulators publish revised disclosure expectations for issuers with U.S. marijuana-related activities
February 7, 2018 Canadian securities regulators sign agreement with the French Autorité des marchés financiers
January 12, 2018 Canadian securities regulators issue statement following rescission of the Cole Memorandum