Firm Registration

A firm applying for registration must select one or more registration category.

Registration categories under The Securities Act (Manitoba) are outlined in Part 7 of National Instrument 31-103 - Registration Requirements and Exemptions. Firm registration categories under the Commodity Futures Act (Manitoba) are set out in the Act and the Commodities Rule 2000-11. For more information, see the

Firm Registration – Instructions and Forms – 33-109F6

Firms unsure about which categories they should apply to register under should seek professional guidance. The Manitoba Securities Commission is a regulatory agency and cannot provide legal or professional advice.