News

2009

Manitoba

December 15, 2009

The Manitoba Securities Commission encourages parents to talk about holiday spending

November 26, 2009

John William Duncan Nicholson, National Bank Financial Ltd., and Edward Gordon Alexander Percival

October 5, 2009

The Manitoba Securities Commission Launches Information Campaign Aimed at Alleviating Investor Anxiety

March 6, 2009

March is Fraud Prevention Month - Tools, training available to help protect worried investors from scam artists

January 5, 2009

The Manitoba Securities Commission Launches Innovative Guide To Common Sense Money Management for Youth

Canadian Securities Administrators

December 21, 2009

CSA’s web-based tool allows investors to search registration of securities ndustry participants across multiple Canadian jurisdictions

December 18, 2009

Canadian Securities Regulators Take Steps to Improve Oil and Gas Disclosure

December 18, 2009

Canadian Securities Regulators Publish Responses to Frequently Asked Questions About the New National Registration Regime

November 13, 2009

Canadian Securities Regulators to maintain current corporate governance regime

November 13, 2009

Canadian Securities Regulators Enact Order Protection Rule to Maintain Integrity of Multiple Marketplaces

October 16, 2009

Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards

October 14, 2009

Canadian Families Learn How to "Make it Count"

October 6, 2009

Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions

October 5, 2009

Canadians still not putting investing knowledge into practice, national study reveals

September 30, 2009

CSA and IIROC Publish Joint Consultation Paper 0 n Dark Pools, Dark Orders and Other Developments in Market Structure in Canada

September 28, 2009

National Registration Regime Implemented: Canadian Securities Regulators Announce New Registration Rules and Streamlined Process for Dealers and Advisers

September 24, 2009

Canadian Securities Regulators prepare for upcoming changeover to International Financial Reporting Standards

September 11, 2009

Canadian Securities Regulators Announce Results of Certification Compliance Review

September 2, 2009

Canadian Securities Regulators Stress the Importance of Suitability Requirements for Dealers and Advisers

August 7, 2009

Canadian Securities Regulators Outline Requirements for Exempt Market Dealers

July 24, 2009

Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2009

July 17, 2009

National Instrument 31-103 Registration Requirements and Exemptions

July 17, 2009

Canadian Securities Regulators Implement a New National Registration Regime

July 17, 2009

Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions

July 2, 2009

Canadian Securities Regulators Launch Online Fee Guide

June 19, 2009

Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors

June 15, 2009

Securities regulators urge Canadians to help prevent financial abuse of seniors

June 12, 2009

Canadian Regulators Provide Guidance on Transition to New Registration Regime

June 5, 2009

Canadian Securities Regulators Announce that TSX Inc. will Act as an Information Processor for Exchange-Traded Securities

April 14, 2009

CSA increases financial literacy among youth with "Financial Fitness Challenge"

March 30, 2009

Terms of CSA Chair and Vice-Chair Renewed

March 10, 2009

CSA Offers New Fraud Prevention Resources for Investors

February 2, 2009

Canadian Youth Invited to Take Part in ‘Financial Fitness Challenge’ Contest

January 29, 2009

Canadian Securities Regulators Release Report on Enforcement Activities for 2008

January 8, 2009

Canadian Securities Regulators Emphasize Disclosure Obligations for Current Market Conditions