Decembre 20, 2017 |
Canadian securities regulators issue statement regarding recent media coverage on enforcement in capital markets |
|
|
December 18, 2017 |
Canadian securities administrators remind investors of inherent risks associated with cryptocurrency futures contracts |
|
|
December 12, 2017 |
Regulators sign an agreement with the Australian Securities and Investments Commission |
|
|
December 4, 2017 |
Canadian Securities Administrators 2017 Investor Index: The Manitoba Numbers One-in-four Manitobans has no savings, but comparable to national average |
|
|
December 4, 2017 |
Canadian Securities Administrators 2017 Investor Index:
Canadian investors show increasing optimism about their economic future, but significant investor education needs remain |
|
|
November 30, 2017 |
Canadian securities regulators release detailed data from review of women on boards and in executive officer positions |
|
|
November 2, 2017 |
Regulators sign an agreement with the Abu Dhabi Global Market Financial Services Regulatory Authority |
|
|
October 26, 2017 |
Canadian securities regulators seek comment on approach to determining director and audit committee member independence |
|
|
October 19, 2017 |
Canadian securities regulators release review of registered firms’ cyber security and social media practices |
|
|
October 16, 2017 |
Canadian securities regulators outline disclosure expectations and certain risks for issuers with U.S. marijuana-related activities
|
|
|
October 16, 2017 |
Backgrounder: CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities |
October 5, 2017 |
Regulators Release New Findings and Trends on Women on Boards and in Executive Officer Positions |
|
|
September 28, 2017 |
Canadian securities regulators announce ban on binary options
|
|
|
September 15, 2017 |
Canadian securities regulators publish MFDA oversight review report |
|
|
September 12, 2017 |
CSA seeks new members for Mining Technical Advisory and Monitoring Committee |
|
|
August 25, 2017 |
Canadian securities regulators outline securities law requirements that may apply to cryptocurrency offerings
|
|
|
July 31, 2017 |
Canadian securities regulators publish annual report outlining investor education campaigns and activities
|
|
|
July 27, 2017 |
Canadian securities regulators publish guidance on conflict of interest transactions |
|
|
July 27, 2017 |
Canadian Securities Regulators Publish Final Amendments to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers |
|
|
July 20, 2017 |
Securities Regulators Adopt Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions |
|
|
July 13, 2017 |
Canadian securities regulators caution industry about false and misleading registration applications and outline changes to trading supervision reports |
|
|
July 6, 2017 |
Canadian securities regulators seek comments relating to designated rating organizations |
|
|
July 4, 2017 |
Canadian securities regulators publish IIROC oversight review report |
|
|
June 29, 2017 |
Canadian securities administrators propose a new prospectus exemption for the resale of securities of a foreign issuer |
|
|
June 15, 2017 |
Publication of a CSA Multilateral Staff Notice regarding the filing of the report by the auditor required by National Instrument 81-102 Investment Funds |
|
|
June 15, 2017 |
Canadian Securities Regulators Seek Comment on Proposed Amendments to Report of Exempt Distribution |
|
|
April 27, 2017 |
Canadian securities regulators outline steps to support transition to T+2 |
|
|
April 26, 2017 |
Canadian securities regulators propose to ban advertising, offering, selling and trading in binary options |
|
|
April 6, 2017 |
Canadian securities administrators publish summary of the roundtable on response to cyber security incidents |
|
|
April 6, 2017 |
Canadian securities regulators seek comments on reducing regulatory burden for non-investment fund reporting issuers |
|
|
April 4, 2017 |
Canadian securities regulators seek input on proposed business conduct rules for derivatives dealers and advisers |
|
|
March 16, 2017 |
Canadian securities regulators provide guidance for disclosure improvements following a review of investment entities |
|
|
March 9, 2017 |
Canadian securities regulators highlight need for improved social media disclosure practices by reporting issuers |
|
|
March 7, 2017 |
Canadian securities regulators release detailed data from review of women on boards and in executive officer positions |
|
|
March 2, 2017 |
Canadian Securities Administrators Urge Canadians to Protect Themselves Against Binary Options Fraud |
|
|
February 27, 2017 |
Canadian securities regulators introduce innovative initiatives and increase collaboration to deter market misconduct |
|
|
February 23, 2017 |
The Canadian Securities Administrators Launches a Regulatory Sandbox Initiative |
|
|
January 26, 2017 |
Canadian Securities Regulators Publish Final Proxy Voting Protocols |
|
|
January 26, 2017 |
Canadian Securities Regulators to Lower Trading Fee Cap for Non-Inter-listed Securities |
|
|
January 19, 2017 |
Canadian Securities Regulators Adopt Rules for Over-the-Counter Derivatives Clearing |
|
|
January 18, 2017 |
CSA Announces Agenda for Cyber Security Roundtable |
|
|
January 10, 2017 |
Canadian Securities Regulators Seek Input on Potential Impacts of Discontinuing Embedded Commissions |
|
|
January 10, 2017 |
Media Backgrounder: CSA Consultation Paper 81-408 Consultation on the Option of Discontinuing Embedded Commissions
|
|
|