News

Manitoba Releases

July 22, 2021 Notice of Adjournment: SIGMAR MORTGAGE SERVICES LTD. and THOMAS HAROLD STANDING
June 30, 2021
Notice of Suspension: SIGMAR MORTGAGE SERVICES LTD. and THOMAS HAROLD STANDING
June 28, 2021 Notice of Adjournment: SIGMAR MORTGAGE SERVICES LTD. and THOMAS HAROLD STANDING
June 14, 2021 WEAAD event takes aim at preventing senior financial abuse
May 21, 2021
Local Experts Ready to Answer Your Pressing Real Estate Questions
May 10, 2021 Notice of Adjournment: SIGMAR MORTGAGE SERVICES LTD. and THOMAS HAROLD STANDING
May 3, 2021 IN THE MATTER OF: SIGMAR MORTGAGE SERVICES LTD. And THOMAS HAROLD STANDING
March 15, 2021 Local Experts Offer Advice to Protect Your Family from Fraud
March 5, 2021
IN THE MATTER OF: Cornelius “Neil” Friesen and Agatha Friesen
Feb. 22, 2021
IN THE MATTER OF: Cornelius “Neil” Friesen and Agatha Friesen
Feb. 5, 2021 MSC Seeking Manitoba Investors to Receive Forfeited Funds
Jan. 29, 2021 IN THE MATTER OF: JOSE ANTONIO PEREIRA
Jan. 21, 2021 IN THE MATTER OF: JOSE ANTONIO PEREIRA

CSA Releases

July 15, 2021 Canadian securities regulators issue warning about suspicious emails
July 15, 2021
Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients
July 8, 2021 Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong
July 6, 2021 Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan
June 25, 2021 Canadian securities regulators publish IIROC oversight review report
June 23, 2021
Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius  
June 23, 2021 Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules
June 22, 2021 CSA 2020/2021 Enforcement Report highlights commitment of Canadian securities regulators during unprecedented times 
June 15, 2021 Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse 
June 14, 2021 Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency
May 31, 2021
CSA Investor Alert: Investment scams imitating well-known financial brands
May 27, 2021
Canadian securities regulators publish final rule for non-GAAP and other financial measures 
May 20, 2021
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements 
May 19, 2021
Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership 
May 18, 2021 Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions  
May 17, 2021 CSA Investor Alert: Investment scam involving Fidelity Investments
May 13, 2021 CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities
April 15, 2021
Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients
April 1, 2021 The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022.
March 29, 2021 Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms
Mar. 11, 2021
Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets 
Mar. 9, 2021 Canadian securities regulators remind investors to do their research during Fraud Prevention Month
Feb. 25, 2021 Canadian securities regulators publish findings of COVID-19 disclosure review
Feb. 22, 2021
Canadian securities regulators on track to publish recommendations on self-regulatory organization framework 
Feb. 12, 2021 Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden 
Feb. 4, 2021
Canadian securities regulators warn public about trading scam using fake accreditation
Feb. 4, 2021 Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines
Feb. 1, 2021 Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the Recent Market Volatility
Jan. 28, 2021 Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds