Hearings and Proceedings

Hearings and Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.

For a current list of Real Estate hearings that have been scheduled click here.

Hearing Dates


Mar. 29, 2023
9:15 a.m.
Malthouse, Dennis - The Securities Act
Apr. 17-21, 2023
Apr. 24-28, 2023
9:00 a.m.
William George MacKay and Advantage Wealth Systems Inc. - The Securities Act
T.B.A. Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act

Provincial Court 

Bret Allan Dobbin
The Securities Act
The Mortgage Brokers Act

Mar. 21, 2023, 10 a.m. Court 308

Court of Appeal 

Sokal, Wayne and ESP Software Inc.
The Securities Act

May. 11, 2023, 10 a.m. Court 130