Hearings and Proceedings
The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.
Notices of Hearings and Statements of Allegations
A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.
The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.
The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004
The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.
For a current list of Real Estate hearings that have been scheduled click here.
Hearing Dates |
Subject |
| 08, 11-14 & 18-22 Dec 2023 9:30 a.m. (10 Days) |
KAI ASSET MANAGEMENT The Securities Act |
Provincial Court
Bret Allan Dobbin
The Securities Act
The Mortgage Brokers Act
Dec. 15, 2023, 10:00 a.m. Court 308
Court of Appeal
Sokal, Wayne and ESP Software Inc.
The Securities Act
TBA |
Jack NEUFELD and THE JACK NEUFELD FAMILY FOUNDATION
The Securities Act
TBA
|
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