Hearings and Proceedings
The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.
Notices of Hearings and Statements of Allegations
A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.
The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.
The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004
The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.
For a current list of Real Estate hearings that have been scheduled click here.
Hearing Dates |
Subject |
| Apr. 17-21, 2023 Apr. 24-28, 2023 9:00 a.m. |
William George MacKay and Advantage Wealth Systems Inc. - The Securities Act |
| T.B.A. | Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act |
Provincial Court
Bret Allan Dobbin
The Securities Act
The Mortgage Brokers Act
Nov. 17 & 18, 10 a.m. Court 308