December 13, 2012 |
Canadian Securities Regulators Seeks Comments on OTC Central Counterparty Derivatives Clearing Framework |
December 6, 2012 |
Canadian Securities Regulators Seek Comment on Model Rules Relating to Derivatives: Product Determination and Derivatives Trade Repositories and Data Reporting |
November 29, 2012 |
Canadian Securities Regulators Adopt Amendments To Improve Issuer Communications with Investors |
November 15, 2012 |
Canadian Regulators Propose to Mandate OBSI’s Dispute Resolution Service |
November 8, 2012 |
Canadian Securities Regulators Seek Comment on the Regulation of Market Data Fees |
October 25, 2012 |
Canadian Securities Regulators Seek Comment on Amendments Relating to Direct Electronic Access |
October 25, 2012 |
Canadian Regulators Publish Consultation Paper on a Statutory Best Interest Duty |
October 16, 2012 |
Canadian securities regulators release 2012 Investor Index |
October 1, 2012 |
Statement by Canadian authorities on clearing of standardized OTC derivatives contracts |
September 13, 2012 |
Canadian securities regulators seek further comment on proposed rule for venture issuers |
August 16, 2012 |
Canadian Securities Regulators publish notice to clarify definition of Preliminary Economic Assessments in NI 43-101 |
July 19, 2012 |
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012 |
June 28, 2012 |
Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks |
June 20, 2012 |
Canadian Securities Regulators Seeks Comments on OTC Central Counterparty Derivatives Clearing Framework |
June 14, 2012 |
Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance |
May 10, 2012 |
Canadian securities regulators strengthen over-the-counter rules |
April 30, 2012 |
Canadian securities regulators grant Designated Rating Organization status under new regulatory framework |
April 26, 2012 |
CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions |
April 13, 2012 |
CSA and IIROC announce the implementation of a dark liquidity framework in Canada |
April 13, 2012 |
CSA seeks comment on proposed over-the-counter derivatives exemption |
March 29, 2012 |
CSA Issues Investor Watch Regarding Foreign Currency Exchange (Forex/FX) Trading
CSA Investor Watch - Backgrounder - FOREIGN CURRENCY EXCHANGE (Forex/FX) Trading |
March 2, 2012 |
CSA and IIROC Seek Input on Trade Transparency |
February 22, 2012 |
Canadian Securities Regulators' 2011 Enforcement Report Highlights Proactive Measures to Protect Investors |
February 10, 2012 |
CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing |
February 9, 2012 |
Canadian securities regulators modernize rules concerning mutual funds |
January 27, 2012 |
Canadian securities regulators adopt regulatory regime for Credit Rating Organizations |
