News

Manitoba Releases

November 3, 2016 Regulator Turns to Animation to Tune In Investors
July 4, 2016 Manitoba friends lose big money to foreign fraudsters
June 29, 2016 MSC Provides Guidance in the Event of the Disruption of Mail Service
June 2, 2016 Foreign firm takes Manitoba woman for $10,000
May 12, 2016 MSC Publishes Final Amendments to OTC Derivatives Trade Reporting Rule
April 20, 2016 Securities investigator randomly contacted by illegal investment firm
April 18, 2016 Social media ad leads another Manitoban to financial peril
April 4, 2016 Elderly Widow most recent victim in  binary options investment scam
March 10, 2016 Manitoba resident loses thousands investing in unregistered firm onetwotrade.com
February 25, 2016 David Joseph Douglas, Geraldine Anne Douglas and 4111699 Manitoba Ltd. o/a Homelife Village Realty
January 12, 2016 MSC warns of unregistered firm UFX.com and Reliantco Investments Limited targeting Manitobans using social media platforms

CSA Releases

December 15, 2016 Canadian Securities Regulators Provide Update on Consultation on Option of Discontinuing Embedded Commissions
December 15, 2016 Canadian Securities Regulators Release Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives
December 8, 2016 Canadian Securities Administrators Publish Final Amendments Mandating a CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts
December 8, 2016 Canadian Securities Regulators Publish Final Amendments Mandating a Summary Disclosure Document and Delivery Regime for Exchange-Traded Mutual Funds
November 24, 2016 Securities Regulators Seek Comment on Proposed Adoption of Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
November 18, 2016 Canadian securities regulators release MFDA Oversight Review Report
November 17, 2016 CSA Announces Cyber Security Roundtable
November 17, 2016 Canadian Securities Regulators Publish Guidance for Portfolio Managers Working with Investment Dealers
September 29, 2016 Canadian Securities Regulators Provide Update on Consideration of Concerns Regarding Report of Exempt Distribution
September 28, 2016 Regulators Release New Results on Women on Boards and in Executive Officer Positions
September 27, 2016 Canadian Securities Regulators Publish Update on Cyber Security for Market Participants
September 22, 2106 Canadian Securities Regulators Announce Roundtables to Discuss Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients
September 22, 2016 Canadian Securities Regulators Seek Comment on Alternative Funds Framework
September 1, 2016 Regulators Publish Update on Consideration of Concerns Regarding Reduced Access to Canadian Foreign-Currency Fixed Income Offerings
August 22, 2016 Canadian Securities Regulators to Measure Impact of Point of Sale Amendments and Phase 2 of the Client Relationship Model
August 18, 2016 Canadian securities regulators seek comment in advance of move to T+2 settlement cycle
July 18, 2016 Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016
July 7, 2016 Canadian Securities Regulators Release Latest Three-Year Business Plan
July 7, 2016 Canadian Securities Regulators Propose Changes to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers
July 7, 2016 Canadian securities regulators publish consultation paper on margin and collateral requirements for non-centrally cleared derivatives
June 29, 2016 Canadian securities regulators issue guidance in the event of the disruption of mail service
June 29, 2016 Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees
June 20, 2016 Canadian Securities Regulators Publish List of Unprotected Marketplaces
June 2, 2016 Canadian Securities Administrators 2016 Investor Education Survey:
Increasing number of Canadians reviewing risk tolerance
June 1, 2016 Canadian Securities Regulators announce contractual agreement to renew CSA National Systems
April 28, 2016 Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives toward their clients
April 21, 2016 Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market
April 21, 2016 Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR
April 7, 2016 Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market
April 7, 2016 Canadian Securities Regulators Publish Amendments to Order Protection Rule
March 31, 2016 Canadian Securities Regulators Seek Comment on Proposed Proxy Voting Protocols
March 23, 2016 CSA alerts Canadians: Beware binary options platforms
March 16, 2016 Canadian Securities Administrators encourage investors to check before they invest
March 4, 2016 March is Fraud Prevention Month: Three steps to protect yourself from investment fraud
March 3, 2016 Canadian Securities Regulators Release IIROC Oversight Review Report
March 3, 2016 Canadian regulators implement passport expansion and automatic cease trade orders in multiple jurisdictions
February 25, 2016 Canadian securities regulators adopt amendments to early warning system
February 25, 2016 Canadian securities regulators adopt fundamental changes to take-over bid regime
February 24, 2016 Canadian securities regulators seek comment on derivatives rule relating to mandatory central counterparty clearing
February 23, 2016 Canadian securities regulators’ enforcement actions instrumental in deterring financial misconduct
January 21, 2016 Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives
January 14, 2016 Securities Regulators in Alberta, British Columbia, Manitoba, New Brunswick and Saskatchewan adopt new investment dealer prospectus exemption