2015 | Manitoba Securities Commission

Manitoba Releases

December 21, 2015 Court Sentences James Peter Yaworski to one year in jail for trading in a security without registration
August 28, 2015 In the Matter of Steven Zetchus and Justin Kreller, a.k.a. Justin Kay
August 28, 2015 In the Matter of Douglas Wayne Schneider
August 28, 2015 In the Matter of Blue Stream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. o/a Sovereign International Investments and Peter Balazs
August 28, 2015 In the Matter of Michael Patrick Lathigee, Earle Douglas Pasquill, FIC Real Estate Projects Ltd., FIC Foreclosure Fund Ltd. and WBIC Canada Ltd.
August 28, 2015 In the Matter of Michael Jerome Knight, Jeffrey Karl Wiegel, 0772835 B.C. Ltd., Local 1661 Building Inc. and Almaval Building Inc.
August 28, 2015 In the Matter of Mark Aaron McLeary, Robert Hainey and Jerry Williams
August 27, 2015 In the Matter of Michael A. Beckley
August 27, 2015 In the Matter of Joseph Bochner
August 27, 2015 In the Matter of Eric Inspektor
August 27, 2015 In the Matter of Steven Zetchus and Justin Kreller, a.k.a. Justin Kay
August 27, 2015 In the Matter of Anand Hariharan
August 27, 2015 In the Matter of Ground Wealth Inc., Michelle Dunk, Douglas Deboer and Joel Webster
August 27, 2015 In the Matter of Adrion Smith
August 27, 2015 In the Matter of Roberta Merlin McIntosh, a.k.a. Bert McIntosh, Roberta Sims, Roberta Butcher and Roberta Mayer
August 5, 2015 In the Matter of Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation
July 23, 2015 In the Matter of Donald Gordon Byrne
July 23, 2015 In the Matter of Ronald Theodore Cloutier
July 23, 2015 In the Matter of Robert Scott Morrice
July 23, 2015 In the Matter of Saafnet Canada Inc.
July 23, 2015 In the Matter of Lewis Taylor Sr.
July 23, 2015 In the Matter of Yan Zhu a.k.a. Rachel Zhu
July 22, 2015 In the Matter of Noshad Dowlati
July 22, 2015 In the Matter of David M. O'Brien
July 17, 2015 In the Matter of Satish Talawdekar
July 17, 2015 In the Matter of Daniel Quo Ming Sam
July 17, 2015 In the Matter of Douglas Gordon Campbell
June 24, 2015 In the Matter of Bryant Hurst
June 24, 2015 In the Matter of Theodore Robert Everett and Robert H. Duke
June 24, 2015 In the Matter of Alexander Christ Doulis, a.k.a. Alexander Christos Doulis, a.k.a. Alexandros Christodoulidis
June 24, 2015 In the Matter of Daveed Zarr formerly known as Asi Lalky
June 24, 2015 In the Matter of Steven Richard Joyal
June 23, 2015 In the Matter of Alexander Anderson
June 17, 2015 In the Matter of Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation
June 17, 2015 In the Matter of Orange Properties (Man.) Ltd.
June 10, 2015 In the Matter of David Joseph Douglas, Geraldine Anne Douglas and 4111699 Manitoba Ltd. o/a Homelife Village Realty
June 8, 2015 In the Matter of Terry Hurst
June 1, 2015 In the Matter of Travis Michael Hurst
May 26, 2015 In the Matter of David Joseph Douglas, Geraldine Anne Douglas and 4111699 Manitoba Ltd. o/a Homelife Village Realty
May 26, 2015 In the Matter of Steven Richard Joyal
May 15, 2015 In the Matter of Shane Elie Lucien Thibault
May 15, 2015 In the Matter Daljinder Nagra
May 15, 2015 In the Matter of Kenneth Michael Burdeyney and John Jacob Shepert
February 12, 2015 MSC Amends Schedule for Public Disclosure of Transaction-level Derivatives Data

CSA Releases

December 10, 2015 Canadian Securities Regulators Seek Comments on a Mutual Fund Risk Classification Methodology
December 3, 2015 Canadian Securities Regulators Publish New Requirements for Clearing Agencies
December 3, 2015 Canadian Securities Regulators require use of SEDAR for certain exempt market filings
November 12, 2015 Regulators Release Detailed Data on Women on Boards and in Executive Officer Positions
November 5, 2015 Canadian securities regulators issue additional guidance related to oil and gas disclosure
November 5, 2015 Regulators Publish Crowdfunding Exemption and Registration Framework for Funding Portals
October 22, 2015 Canadian Securities Regulators Publish Mutual Fund Fees Research
October 20, 2015 Investor Alert: Canadian Securities Regulators issue warning about messaging applications being used to entice investors
October 6, 2015 Canadian securities regulators encourage checking registration before investing
September 28, 2015 Regulators Release Results of Compliance With New Disclosure Requirements on Women on Boards and in Executive Officer Positions
September 24, 2015 Canadian Securities Regulators finalize significant changes to the rights offering regime
September 17, 2015 CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market
August 13, 2015 Canadian Securities Regulators Propose Harmonized Reporting for the Exempt Market
July 16, 2015 Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2015
June 30, 2015 Canadian Securities Regulators propose using SEDAR for certain exempt market filings
June 25, 2015 Canadian securities regulators streamline disclosure requirements for private foreign securities offerings to certain Canadian investors
June 18, 2015 Canadian Securities Regulators Seek Comments on a Summary Disclosure Document and Delivery Regime for Exchange-Traded Mutual Funds
June 12, 2015 Canadian Securities Regulators Seek Comments on Application of Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
June 11, 2015 Canadian Securities Regulators Publish Mutual Fund Fee Literature Review
May 14, 2015 Certain Canadian securities regulators to adopt start-up crowdfunding exemptions
April 30, 2015 Canadian securities regulators publish guidance for proxy advisory firms
April 16, 2015 Canadian regulators seek comment on further expansion of passport system
April 9, 2015 Canadian Securities Regulators’ Review Finds Room for Improvement in Mining Issuers’ Investor Presentations
April 9, 2015 Canadian securities regulators finalize rule amendments to reduce regulatory burden on venture issuers
March 31, 2015 Canadian Securities Regulators Propose Significant Amendments to Canada’s Take-Over Bid Regime
March 31, 2015 Canadian Securities Administrators appoint new Chair and Vice-Chair
March 18, 2015 Canadian Securities Administrators Remind Investors to Check Registration
March 9, 2015 CSA Investor Alert: Unregistered binary option platforms target Canadians
March 2, 2015 Be an informed investor: Check before you invest
February 23, 2015 Canadian Securities Regulators’ Review Finds Medical Marijuana Business Disclosure Deficient
February 19, 2015 Canadian Securities Regulators adopt changes to the accredited investor, minimum amount investment and short-term debt prospectus exemptions
February 19, 2015 Cooperation key in Canadian securities regulators’ fight against wrong-doing
February 12, 2015 Canadian Securities Regulators Seek Comment on Derivatives Rule Relating to Mandatory Central Counterparty Clearing
January 29, 2015 Canadian Securities Regulators Release Progress Report on Proxy Voting Infrastructure
January 29, 2015 Canadian securities regulators publish consultation paper on OTC derivatives trading facilities