Please complete this form to share your concerns with us. All complaints are reviewed to determine if an investigation is required. If an investigation starts, the matter will be assigned to a Commission investigator who will contact the complainant to obtain further information. You can make a complaint anonymously, however you should be aware that enforcement staff will not be able to contact you to discuss or clarify any aspect of your complaint, which may limit our ability to address your concerns.
Securities Commodities Real Estate Property Management Mortgage
Full Name(s):
Address:
City:
Province: Postal Code:
Primary Number:
Alternative Phone Number:
Fax Number:
Email Address:
Name of Company:
Address of Company:
Phone Number of the subject of your complaint:
Date the Transaction Occurred:
Were there additional parties involved in this transaction? Yes No
If yes, please list their names here
Have you contacted the subject of your complaint or their employer? Yes No
If yes, please indicate date of contact, who was contacted, and what was the outcome:
Have you filed this complaint with another agency? Yes No
If yes, which agency and what was the outcome?
Have you retained a lawyer in this matter? Yes No
If yes, please provide the name, address and telephone number of your lawyer:
May we contact your lawyer with reference to this matter? Yes No
Is this complaint related to any action filed or pending in court? Yes No
If yes, state name of court and case number.
All complaints are reviewed by Commission staff to determine whether an investigation should be started, whether the complaint could be more efficiently handled by another organization, or whether the complaint will be closed without further review. You will be advised what decision has been made.